Machine Learning and Deep Learning Algorithm Trading, Creating Conditional Autoencoder Architectures

Trading in financial markets is a very complex process. With the use of machine learning and deep learning, traders can gain insights from data and automatically make trading decisions. This course will explain how to establish trading strategies using Conditional Autoencoders (C-AE). Autoencoders can be used for various purposes such as dimensionality reduction, noise reduction, and data generation. Conditional autoencoders provide the ability to learn the conditional distribution of data based on input.

1. What is a Conditional Autoencoder?

A conditional autoencoder is a type of autoencoder that compresses and reconstructs data under specific conditions (labels, input data). This allows for a more precise modeling of data distribution and the ability to emphasize specific features when necessary. Due to this characteristic, conditional autoencoders are useful in various machine learning tasks. Especially when utilizing conditional autoencoders on high-dimensional data like stock market data, better predictive performance can be achieved.

2. Trading Strategies Using Machine Learning and Deep Learning

Machine learning and deep learning are tremendously helpful in analyzing historical market data and predicting future price fluctuations based on it. Commonly used algorithms include:

  • Linear Regression
  • Decision Tree
  • Neural Network
  • Reinforcement Learning

2.1 Data Collection and Preprocessing

The first step in establishing a trading strategy is data collection. There are various methods for collecting market data, mainly including data on stock prices, trading volumes, and technical indicators. After data collection, a preprocessing step must occur. The preprocessing process includes handling missing values, normalization, and data splitting.

2.2 Model Selection and Training

Once the data preprocessing is complete, the next step is model selection and training. To train machine learning and deep learning models, the model architecture must first be defined. When using a conditional autoencoder, it is necessary to design the structure of the input layer, encoder, and decoder. Additionally, an appropriate loss function and optimization algorithm should be selected to train the model.


# Example: Conditional Autoencoder Model Structure

import keras
from keras.layers import Input, Dense
from keras.models import Model

# Define encoder
input_layer = Input(shape=(input_dim,))
encoded = Dense(encoding_dim, activation='relu')(input_layer)

# Define decoder
decoded = Dense(input_dim, activation='sigmoid')(encoded)

# Define overall model
autoencoder = Model(input_layer, decoded)
autoencoder.compile(optimizer='adam', loss='mean_squared_error')

3. Implementing Conditional Autoencoder Architecture

In terms of conditional autoencoder architecture, the conditioning variables must be embedded alongside the data used as input to the model. These conditioning variables can pertain to specific conditions of the stock being predicted, such as the value of specific technical indicators. This allows the model to generate more accurate data under certain conditions.

3.1 Designing the Structure of Conditional Autoencoder

Several factors to consider when designing a conditional autoencoder include:

  • Dimensions of input data and conditioning variables
  • Layer structure of encoder and decoder
  • Activation functions and loss functions

3.2 Training Conditional Autoencoder

After constructing a dataset for model training, the learning process must proceed. Key considerations are setting the appropriate batch size, number of epochs, and validation data. The training process for conditional autoencoders is similar to that of traditional autoencoders, though the use of conditioning variables distinguishes it.


# Training Conditional Autoencoder

autoencoder.fit(x_train, x_train, 
                epochs=50, 
                batch_size=256, 
                shuffle=True,
                validation_data=(x_test, x_test))

4. Development of Trading Strategies

The data generated through conditional autoencoders serves as the foundation for trading strategies. Based on this data, another machine learning model can be trained to generate trading signals under specific conditions. Additionally, conditional autoencoders can be used as generative models, useful for generating new data that meets specific conditions.

4.1 Generating Trading Signals

To generate trading signals, it is necessary to analyze the output results of the conditional autoencoder. For instance, the difference between the reconstructed data and actual data can be calculated to analyze the trend of the charts, which can then inform trading decisions.


# Example of Generating Trading Signals

reconstructed_data = autoencoder.predict(x_test)
signal = (reconstructed_data - x_test) > threshold  # threshold is user-defined value

5. Conclusion

This course introduced how to implement machine learning and deep learning-based trading strategies through conditional autoencoder architecture. Conditional autoencoders allow for finer adjustments to data distributions and are very useful for financial data analysis. It is expected that more advanced models and techniques will emerge in the future, serving as valuable tools for exploring various trading possibilities.